DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

A••• J••••• P•••••

O•••• W•••••• I•••BD affiliatedWeyers Cave, Vadual registrantIAPD 2927135

Feed of 09/14/2026

At current firm

2 y

since Jun 14, 2024

In the industry

28 y

since May 28, 1998 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

O•••• W•••••• I••• BD affiliated current
since Jun 14, 2024 · Weyers Cave, Va
S••••••••• A•••••• A•••••••• I••• former
Jul 5, 2016 to Jun 14, 2024 · Weyers Cave, Va
O•••• I••••••••• I••• BD affiliated
Jun 1, 2008 to Jul 5, 2016 · Luray, Va
B• I••••••••• L•• unclassified
Jan 20, 2005 to Jun 1, 2008 · Mcgaheysville, Va
B••• O• A•••••• I••••••••• S•••••••• I••• unclassified
Mar 31, 2003 to Feb 1, 2005 · Waynesboro, Va
C•••••• S••••• • C••• I••• national BD
Dec 31, 2001 to Nov 22, 2002 · Orlando, Fl

Moves

a registration end followed by a registration begin elsewhere

S••••••••• A•••••• A•••••••• I••• to O•••• W•••••• I•••
left Jun 14, 2024, registered Jun 14, 2024 (0 days) · corporate re-registration, not a move
O•••• I••••••••• I••• to S••••••••• A•••••• A•••••••• I•••
left Jul 5, 2016, registered Jul 5, 2016 (0 days) · Other
B• I••••••••• L•• to O•••• I••••••••• I•••
left Jun 1, 2008, registered Jun 1, 2008 (0 days) · corporate re-registration, not a move
B••• O• A•••••• I••••••••• S•••••••• I••• to B• I••••••••• L••
left Feb 1, 2005, registered Jan 20, 2005 (-12 days) · Other
C•••••• S••••• • C••• I••• to B••• O• A•••••• I••••••••• S•••••••• I•••
left Nov 22, 2002, registered Mar 31, 2003 (129 days) · Other

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 28derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address