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Registered advisor
E•••• C•••••
Feed of 09/14/2026
Also filed as Eddie C•••••
At current firm
5 y
since Aug 17, 2021
In the industry
28 y
since Oct 16, 1997 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C•••••••• G••••• M•••••• I••• BD affiliated currentsince Aug 17, 2021 · New York, Ny
- C••••••• I••••••••• S••••••• unclassifiedAug 1, 2002 to Jul 7, 2003 · New York, Ny
Moves
a registration end followed by a registration begin elsewhere
- C••••••• I••••••••• S••••••• to C•••••••• G••••• M•••••• I•••left Jul 7, 2003, registered Aug 17, 2021 (6616 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address