RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C••••••••• D•••• B•••••
- S•••• C••••••• L• independent RIA currentsince Dec 16, 2025 · San Ramon, Ca
- F••• P•••• C•••••• P••••••• L•• independent RIAApr 25, 2008 to Aug 21, 2008 · San Francisco, Ca
- L•••••• S••••• P•••••••• L•• unclassifiedSep 6, 2006 to Dec 31, 2018 · San Ramon, Ca
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJul 8, 1997 to May 17, 2006 · Walnut Creek, Ca
- L•••••• S••••• P•••••••• L•• to F••• P•••• C•••••• P••••••• L••left Dec 31, 2018, registered Apr 25, 2008 (-3902 days) · Other
- F••• P•••• C•••••• P••••••• L•• to S•••• C••••••• L•left Aug 21, 2008, registered Dec 16, 2025 (6326 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to L•••••• S••••• P•••••••• L••left May 17, 2006, registered Sep 6, 2006 (112 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address