D••••• S•••• B••••

Professional profile

••• Lockedreportedadviserinfo.sec.govForm ADV Item 1.I, Sep 14, 2026

Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.

• W••••••••• L•• former current
  since Apr 1, 2025 · San Diego, Ca
• L•• F•••••••• L•• BD affiliated
  Jan 19, 2010 to Apr 17, 2025 · San Diego, Ca
• C•••• I••••••••• S••••••• C•••• former
  May 2, 2009 to Jan 20, 2010 · San Diego, Ca
• W••• I••••••••• I••• unclassified
  Feb 21, 2006 to May 2, 2009 · La Jolla, Ca

• L•• F•••••••• L•• to W••••••••• L••
  left Apr 17, 2025, registered Apr 1, 2025 (-16 days) · Affiliated broker-dealer or bank to a newly registered adviser
• C•••• I••••••••• S••••••• C•••• to L•• F•••••••• L••
  left Jan 20, 2010, registered Jan 19, 2010 (-1 days) · Other
• W••• I••••••••• I••• to C•••• I••••••••• S••••••• C••••
  left May 2, 2009, registered May 2, 2009 (0 days) · corporate re-registration, not a move

• ••• Locked
  Apr 17, 2025 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Former SEC-registered adviserderived

Years in industry

29derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address