RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R•••••• J•••• H•••••
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse currentsince Jul 23, 2015 · New York, Ny
- B••••••• C•••••• I••• formerMar 15, 2010 to Aug 8, 2015 · New York, Ny
- U•• F•••••••• S••••••• I••• wirehouseSep 19, 2008 to Mar 19, 2010 · New York, Ny
- L••••• B••••••• I••• unclassifiedMar 25, 2008 to Oct 2, 2008 · New York, Ny
- B••••••• C•••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Aug 8, 2015, registered Jul 23, 2015 (-16 days) · Other · moved with a team
- U•• F•••••••• S••••••• I••• to B••••••• C•••••• I•••left Mar 19, 2010, registered Mar 15, 2010 (-4 days) · Other
- L••••• B••••••• I••• to U•• F•••••••• S••••••• I•••left Oct 2, 2008, registered Sep 19, 2008 (-13 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address