RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
P••• P• M•••••
- L•• F•••••••• L•• BD affiliated currentsince Jan 3, 2025 · Dunedin, Fl
- I••••• F•••••••• C••••••••• formerOct 10, 2007 to Jan 3, 2018 · Appleton, Wi
- R•••••• J•••• F•••••••• S•••••••• I••• unclassifiedFeb 2, 2007 to Jul 12, 2007 · St Petersburg, Fl
- R•••••• J•••• • A••••••••• I••• national BDDec 17, 2004 to Jan 11, 2007 · St. Petersburg, Fl
- I••••• F•••••••• C••••••••• to L•• F•••••••• L••left Jan 3, 2018, registered Jan 3, 2025 (2557 days) · Other
- R•••••• J•••• F•••••••• S•••••••• I••• to I••••• F•••••••• C•••••••••left Jul 12, 2007, registered Oct 10, 2007 (90 days) · Other
- R•••••• J•••• • A••••••••• I••• to R•••••• J•••• F•••••••• S•••••••• I•••left Jan 11, 2007, registered Feb 2, 2007 (22 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address