RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A•••••• J••• G••••
- A••••••••• I••••••••• S•••••••• I••• independent RIA currentsince Sep 18, 2023 · Eagan, Mn
- L•• F•••••••• L•• BD affiliatedMay 18, 2022 to Oct 10, 2023 · Apple Valley, Mn
- C••• B•••••••• S•••••••• I••• formerDec 17, 2017 to May 18, 2022 · Brooklyn Center, Mn
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliatedJan 17, 2014 to Feb 28, 2014 · Woodbury, Mn
- L•• F•••••••• L•• to A••••••••• I••••••••• S•••••••• I•••left Oct 10, 2023, registered Sep 18, 2023 (-22 days) · Affiliated broker-dealer or bank to independent RIA
- C••• B•••••••• S•••••••• I••• to L•• F•••••••• L••left May 18, 2022, registered May 18, 2022 (0 days) · corporate re-registration, not a move
- C•••••••• I••••••••• R••••••• A•••••••• I••• to C••• B•••••••• S•••••••• I•••left Feb 28, 2014, registered Dec 17, 2017 (1388 days) · Other
- A•••••• J••• G•••• added a IA registration at A••••••••• I••••••••• S•••••••• I•••Sep 16, 2026 · New state registration · fact
- A•••••• J••• G•••• left L•• F•••••••• L•• for A••••••••• I••••••••• S•••••••• I••• (registered 2023-09-18)Oct 10, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address