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Registered advisor
A•••• F•••••• S••••••••
Feed of 09/15/2026
Also filed as A•••• F• S••••••••
At current firm
6 y
since Oct 18, 2019
In the industry
28 y
since Mar 19, 1998 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- W•••• F•••• A••••••• wirehouse currentsince Oct 18, 2019 · Long Beach, Ca
- W•••• F•••• A••••••• wirehouseFeb 6, 2009 to Oct 17, 2019 · Long Beach, Ca
- C•••••••• G••••• M•••••• I••• BD affiliatedJul 1, 1999 to Feb 26, 2009 · Long Beach, Ca
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to W•••• F•••• A•••••••left Oct 17, 2019, registered Oct 18, 2019 (1 day) · channel change inside one enterprise, not a move · moved with a team
- C•••••••• G••••• M•••••• I••• to W•••• F•••• A•••••••left Feb 26, 2009, registered Feb 6, 2009 (-20 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address