RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
S•••••• M•••••
- C•••••• S••••• • C••• I••• national BD currentsince Dec 12, 2025 · Sarasota, Fl
- L•• F•••••••• L•• BD affiliatedDec 13, 2021 to Mar 27, 2025 · Fort Mill, Sc
- M••••••• S••••••••• L•• asset managerOct 26, 2020 to Dec 3, 2021 · Sarasota, Fl
- W••• C•••••• G••••• I••• mixed wealthNov 15, 2018 to Jun 1, 2020 · Hinsdale, Il
- L•• F•••••••• L•• to C•••••• S••••• • C••• I•••left Mar 27, 2025, registered Dec 12, 2025 (260 days) · Affiliated broker-dealer or bank to another
- M••••••• S••••••••• L•• to L•• F•••••••• L••left Dec 3, 2021, registered Dec 13, 2021 (10 days) · RIA to affiliated broker-dealer or bank
- W••• C•••••• G••••• I••• to M••••••• S••••••••• L••left Jun 1, 2020, registered Oct 26, 2020 (147 days) · Other
- S•••••• M••••• left L•• F•••••••• L•• for C•••••• S••••• • C••• I••• (registered 2025-12-12)Mar 27, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address