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Registered advisor
D•• C••••••
Feed of 09/14/2026
Also filed as Daniel F C••••••
At current firm
0 y
since Oct 28, 2025
In the industry
28 y
since Oct 6, 1997 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- W•••• I••••••••• A•••••••• L•• other currentsince Oct 28, 2025 · Stuart, Fl
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseNov 18, 2013 to Jul 11, 2017 · Pennington, Nj
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseDec 16, 2004 to Dec 1, 2011 · Pennington, Nj
- M•••••• L•••• I••••••••• M••••••• L• unclassifiedApr 14, 2003 to Dec 15, 2004 · Plainsboro, Nj
Moves
a registration end followed by a registration begin elsewhere
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to W•••• I••••••••• A•••••••• L••left Jul 11, 2017, registered Oct 28, 2025 (3031 days) · Other
- M•••••• L•••• I••••••••• M••••••• L• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Dec 15, 2004, registered Dec 16, 2004 (1 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Other adviserderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address