DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Joyce Elinor Moe

Castle Rock Wealth Management, LLCindependent RIAModesto, Ca dual registrantIAPD 2939658

Feed of 09/14/2026

At current firm

8 y

since Jul 18, 2018

In the industry

38 y

since Aug 1, 1988 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Professional profile

what the firm itself publishes, with the page it was read from

Title: Financial Advisorreportedcrwmadvisors.comfirm site, Sep 15, 2026

Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.

Registration history

IAPD current and previous registrations

Castle Rock Wealth Management, LLC independent RIA current
since Jul 18, 2018 · Walnut Creek, Ca
J. W. Cole Advisors, Inc. BD affiliated
May 10, 2013 to Jul 18, 2018 · Tampa, Fl
Financial Advisers Of America, LLC former
Jul 7, 2011 to May 10, 2013 · Carlsbad, Ca
Securities America Advisors, Inc. former
Jan 23, 2009 to Jul 6, 2011 · Lavista, Ne
Brecek & Young Advisors, Inc. former
Jun 29, 2000 to Jan 23, 2009 · Folsom, Ca

Moves

a registration end followed by a registration begin elsewhere

J. W. Cole Advisors, Inc. to Castle Rock Wealth Management, LLC
left Jul 18, 2018, registered Jul 18, 2018 (0 days) · RIA to RIA
Financial Advisers Of America, LLC to J. W. Cole Advisors, Inc.
left May 10, 2013, registered May 10, 2013 (0 days) · corporate re-registration, not a move
Securities America Advisors, Inc. to Financial Advisers Of America, LLC
left Jul 6, 2011, registered Jul 7, 2011 (1 days) · Other
Brecek & Young Advisors, Inc. to Securities America Advisors, Inc.
left Jan 23, 2009, registered Jan 23, 2009 (0 days) · corporate re-registration, not a move

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 38derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address