DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

R••••• W•••••• C•••••••

P•••• I••••••••• M•••••••••state registeredOxford, Mi dual registrantIAPD 2943728

Feed of 09/15/2026

At current firm

2 y

since May 21, 2024

In the industry

29 y

since Sep 10, 1997 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

P•••• I••••••••• M••••••••• state registered current
since May 21, 2024 · Oxford, Mi
T•••• P•••• A••••••• L•• unclassified
Jan 25, 2021 to Dec 31, 2024 · Bloomfield Hills, Mi
S•• BD affiliated
May 6, 2009 to Jan 14, 2021 · Troy, Mi
F•••••••• N••••••••• S••••••••• L•• unclassified
May 2, 2007 to Apr 28, 2009 · Bloomfield Hills, Mi
A••••••••• A•••••• S•••••••• I••• unclassified
Jan 4, 2007 to May 2, 2007 · West Bloomfield, Mi

Moves

a registration end followed by a registration begin elsewhere

T•••• P•••• A••••••• L•• to P•••• I••••••••• M•••••••••
left Dec 31, 2024, registered May 21, 2024 (-224 days) · Other · moved with a team
S•• to T•••• P•••• A••••••• L••
left Jan 14, 2021, registered Jan 25, 2021 (11 days) · Other
F•••••••• N••••••••• S••••••••• L•• to S••
left Apr 28, 2009, registered May 6, 2009 (8 days) · Other
A••••••••• A•••••• S•••••••• I••• to F•••••••• N••••••••• S••••••••• L••
left May 2, 2007, registered May 2, 2007 (0 days) · Other

Signals

R••••• W•••••• C••••••• left T•••• P•••• A••••••• L•• for P•••• I••••••••• M••••••••• (registered 2024-05-21)
Dec 31, 2024 · a•••••• firm change · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: STATE REGISTEREDderived
Years in industry: 29derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address