DFX Intelligence
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Registered advisor
R••••• H••• M••••••
Feed of 09/14/2026
Also filed as R••••• M••••••
At current firm
12 y
since Oct 17, 2013
In the industry
29 y
since Sep 5, 1997 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- A••••••••• F•••••••• S•••••••• L•• national BD currentsince Oct 17, 2013 · Winter Park, Fl
- F•••• T•••• S••••••••• I••• BD affiliatedFeb 20, 2013 to Oct 18, 2013 · Oviedo, Fl
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseApr 10, 2006 to Feb 21, 2013 · Lake Mary, Fl
- M••••• S•••••• D• I••• unclassifiedJul 1, 2004 to Apr 10, 2006 · Winter Park, Fl
Moves
a registration end followed by a registration begin elsewhere
- F•••• T•••• S••••••••• I••• to A••••••••• F•••••••• S•••••••• L••left Oct 18, 2013, registered Oct 17, 2013 (-1 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to F•••• T•••• S••••••••• I•••left Feb 21, 2013, registered Feb 20, 2013 (-1 days) · Other
- M••••• S•••••• D• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Apr 10, 2006, registered Apr 10, 2006 (0 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address