RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D•••• J••• B••••
- O•••• W•••••• I••• BD affiliated currentsince Apr 1, 2024 · Toledo, Oh
- S•• BD affiliatedAug 1, 2018 to Apr 1, 2024 · Maumee, Oh
- O•••• F•• I••• formerJan 1, 2000 to Aug 13, 2018 · Toledo, Oh
- S•• to O•••• W•••••• I•••left Apr 1, 2024, registered Apr 1, 2024 (0 days) · Affiliated broker-dealer or bank to another · moved with a team
- O•••• F•• I••• to S••left Aug 13, 2018, registered Aug 1, 2018 (-12 days) · Affiliated broker-dealer or bank to another
- D•••• J••• B•••• left Spc for O•••• W•••••• I••• (registered 2024-04-01)Apr 1, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address