RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C•••••• C••••••
- L•••• W••••• M••••••••• state registered currentsince Jul 18, 2023 · Olympia Fields, Il
- E•••••••• C•••••• M••••••••• I•• state registeredNov 7, 2013 to Jul 17, 2023 · Omaha, Ne
- W•••••• • R••• formerDec 9, 2009 to Nov 11, 2013 · Matteson, Il
- M•• F•••••••• S•••••••• I••• formerAug 14, 2003 to Mar 12, 2004 · Itasca, Il
- E•••••••• A•••••••• L•• national BDJun 25, 2002 to Jun 9, 2003 · Chicago, Il
- E•••••••• C•••••• M••••••••• I•• to L•••• W••••• M•••••••••left Jul 17, 2023, registered Jul 18, 2023 (1 days) · Other
- W•••••• • R••• to E•••••••• C•••••• M••••••••• I••left Nov 11, 2013, registered Nov 7, 2013 (-4 days) · Other
- M•• F•••••••• S•••••••• I••• to W•••••• • R•••left Mar 12, 2004, registered Dec 9, 2009 (2098 days) · Other
- E•••••••• A•••••••• L•• to M•• F•••••••• S•••••••• I•••left Jun 9, 2003, registered Aug 14, 2003 (66 days) · Other
- C•••••• C•••••• left E•••••••• C•••••• M••••••••• I•• for L•••• W••••• M••••••••• (registered 2023-07-18)Jul 17, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address