DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Dennis Ray Plyler
Feed of 09/14/2026
At current firm
6 y
since Apr 22, 2020
In the industry
29 y
since Nov 1, 1996 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Fcg Investment Company independent RIA currentsince Apr 22, 2020 · Germantown, Tn
- Mid Atlantic Financial Management, Inc. formerAug 15, 2014 to Jun 1, 2020 · Germantown, Tn
- Financial Telesis, Inc. formerJan 29, 2014 to Aug 15, 2014 · Germantown, Tn
- Financial Consulting Group unclassifiedJan 28, 2014 to Feb 21, 2014 · Germantown, Tn
- MML Investors Services, LLC BD affiliatedJan 8, 2004 to Mar 16, 2005 · Germantown, Tn
Moves
a registration end followed by a registration begin elsewhere
- Mid Atlantic Financial Management, Inc. to Fcg Investment Companyleft Jun 1, 2020, registered Apr 22, 2020 (-40 days) · Affiliated broker-dealer or bank to a newly registered adviser · moved with a team
- Financial Telesis, Inc. to Mid Atlantic Financial Management, Inc.left Aug 15, 2014, registered Aug 15, 2014 (0 days) · Other
- Financial Consulting Group to Financial Telesis, Inc.left Feb 21, 2014, registered Jan 29, 2014 (-23 days) · Other
- MML Investors Services, LLC to Financial Consulting Groupleft Mar 16, 2005, registered Jan 28, 2014 (3240 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address