C•••• L••••• L••••

M•••••• L••••• P•••••• F••••• • S•••• I•••••••••wirehouseDallas, Txdual registrantIAPD 2954133

Feed of 09/14/2026

Also filed as C•••• G••••••••• L• L••••••••• L••••• L••••••••• L••••• L••••

At current firm

16 y

since Oct 23, 2009

In the industry

23 y

since Feb 4, 2003 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse current
since Oct 23, 2009 · Dallas, Tx
B••• O• A•••••• I••••••••• S•••••••• I••• unclassified
Apr 18, 2005 to Oct 23, 2009 · Plano, Tx
C••••••• S••••••••• former
Feb 5, 2003 to May 11, 2004 · Dallas, Tx

Moves

a registration end followed by a registration begin elsewhere

B••• O• A•••••• I••••••••• S•••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Oct 23, 2009, registered Oct 23, 2009 (0 days) · corporate re-registration, not a move
C••••••• S••••••••• to B••• O• A•••••• I••••••••• S•••••••• I•••
left May 11, 2004, registered Apr 18, 2005 (342 days) · Other

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 23derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address