RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• K•••••• H••••
- B••••• H••••• G••••• I•••••••• other currentsince Dec 5, 2023 · Dallas, Tx
- B••••• S••••• C•••••• M••••••••• asset managerJul 5, 2006 to Dec 8, 2017 · Honolulu, Hi
- C•••••• A•••• M••••••••• I•• unclassifiedMar 22, 2004 to Dec 16, 2004 · Honolulu, Hi
- B••••• S••••• C•••••• M••••••••• to B••••• H••••• G••••• I••••••••left Dec 8, 2017, registered Dec 5, 2023 (2188 days) · Other
- C•••••• A•••• M••••••••• I•• to B••••• S••••• C•••••• M•••••••••left Dec 16, 2004, registered Jul 5, 2006 (566 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Other adviserderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address