RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D••••• H• M••••
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated currentsince Dec 3, 2025 · Sarasota, Fl
- D•••••• L••• S••••• L•• formerJan 3, 2019 to Dec 31, 2025 · Rome, Ga
- D•••••• L••• S••••• L•• formerJan 3, 2019 to Apr 3, 2026 · Rome, Ga
- A•••••• A••••••• S••••••• formerFeb 20, 1998 to Jan 2, 2019 · Sarasota, Fl
- D•••••• L••• S••••• L•• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Apr 3, 2026, registered Dec 3, 2025 (-121 days) · RIA to affiliated broker-dealer or bank · moved with a team
- A•••••• A••••••• S••••••• to D•••••• L••• S••••• L••left Jan 2, 2019, registered Jan 3, 2019 (1 days) · Affiliated broker-dealer or bank to independent RIA
- D••••• H• M•••• left D•••••• L••• S••••• L•• for C•••••••• I••••••••• R••••••• A•••••••• I••• (registered 2025-12-03)Apr 3, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address