DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Richard Alan Hagins
Feed of 09/14/2026
Also filed as Richard Hagins
At current firm
7 y
since May 9, 2019
In the industry
28 y
since Apr 23, 1998 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Transamerica Financial Advisors, LLC BD affiliated currentsince May 9, 2019 · Woodland Hills, Ca
- Quest Capital Strategies, Inc. formerSep 14, 2016 to Apr 11, 2019 · Aliso Viejo, Ca
- Cooper Mcmanus independent RIAJul 30, 2014 to Nov 6, 2015 · Aliso Viejo, Ca
- Quest Capital Strategies, Inc. formerSep 7, 2011 to Jul 31, 2014 · Aliso Viejo, Ca
- Comerica Securities formerSep 16, 2008 to Aug 11, 2011 · San Juan Capistrano, Ca
- Wamu Investments, Inc. unclassifiedDec 8, 2003 to Jul 15, 2004 · Irvine, Ca
- Ifmg Securities, Inc. unclassifiedOct 21, 2003 to Dec 3, 2003 · Grass Valley, Ca
Moves
a registration end followed by a registration begin elsewhere
- Quest Capital Strategies, Inc. to Transamerica Financial Advisors, LLCleft Apr 11, 2019, registered May 9, 2019 (28 days) · RIA to affiliated broker-dealer or bank
- Cooper Mcmanus to Quest Capital Strategies, Inc.left Nov 6, 2015, registered Sep 14, 2016 (313 days) · Other
- Quest Capital Strategies, Inc. to Cooper Mcmanusleft Jul 31, 2014, registered Jul 30, 2014 (-1 days) · Other
- Comerica Securities to Quest Capital Strategies, Inc.left Aug 11, 2011, registered Sep 7, 2011 (27 days) · Other
- Wamu Investments, Inc. to Comerica Securitiesleft Jul 15, 2004, registered Sep 16, 2008 (1524 days) · Other
- Ifmg Securities, Inc. to Wamu Investments, Inc.left Dec 3, 2003, registered Dec 8, 2003 (5 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address