RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D•••• R••••••• A••••
- F• A••••••• S•••••••• L•• state registered currentsince Mar 10, 2017 · Livingston, Tx
- F• A••••••• S•••••••• L•• state registeredJun 23, 2010 to Dec 31, 2016 · Tyler, Tx
- T•• A•••••••• L• formerJul 30, 2002 to Jun 1, 2010 · Austin, Tx
- T•• A•••••••• L• formerJun 10, 2002 to Jun 10, 2002 · Austin, Tx
- Q•• F•••••••• L•• unclassifiedMay 24, 2002 to Jun 11, 2004 · Austin, Tx
- T•• A•••••••• L• to F• A••••••• S•••••••• L••left Jun 1, 2010, registered Jun 23, 2010 (22 days) · Other
- Q•• F•••••••• L•• to T•• A•••••••• L•left Jun 11, 2004, registered Jun 10, 2002 (-732 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address