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RIA Intelligence
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Registered advisor
A••• N••••• B•••••
Certified Financial Planner
Feed of 09/14/2026
Also filed as A••• N B•••••
At current firm
8 y
since Jul 25, 2018
In the industry
28 y
since Oct 31, 1997 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince Jul 25, 2018 · Brookfield, Wi
- C••• B•••••••• S•••••••• I••• formerJul 18, 2018 to Aug 9, 2018 · Waverly, Ia
- C••• F•••••••• S•••••••• L••• formerMar 24, 2014 to Jul 11, 2018 · Waukesha, Wi
- L•• F•••••••• L•• BD affiliatedMar 1, 2006 to Mar 15, 2010 · Greendale, Wi
Moves
a registration end followed by a registration begin elsewhere
- C••• B•••••••• S•••••••• I••• to L•• F•••••••• L••left Aug 9, 2018, registered Jul 25, 2018 (-15 days) · RIA to RIA
- C••• F•••••••• S•••••••• L••• to C••• B•••••••• S•••••••• I•••left Jul 11, 2018, registered Jul 18, 2018 (7 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
- L•• F•••••••• L•• to C••• F•••••••• S•••••••• L•••left Mar 15, 2010, registered Mar 24, 2014 (1470 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address