DFX Intelligence
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Registered advisor
J••••• J••• B•••••
Feed of 09/14/2026
Also filed as J••••• J••• B•••••
At current firm
9 y
since Jul 19, 2017
In the industry
28 y
since Dec 2, 1997 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince Jul 19, 2017 · Warrendale, Pa
- C••••••• S••••••••• I••• BD affiliatedJun 30, 2010 to Jul 20, 2017 · Bethel Park, Pa
Moves
a registration end followed by a registration begin elsewhere
- C••••••• S••••••••• I••• to L•• F•••••••• L••left Jul 20, 2017, registered Jul 19, 2017 (-1 days) · Other · moved with a team
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address