DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
William John Scanlon
Feed of 09/14/2026
Also filed as Bill Scanlon
At current firm
5 y
since Aug 9, 2021
In the industry
28 y
since Nov 18, 1997 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- Latitude Advisors, LLC independent RIA currentsince Aug 9, 2021 · Endwell, Ny
- Ameriprise Financial Services, LLC national BDFeb 6, 2026 to Mar 4, 2026 · Albany, Ny
- Gwn Securities Inc. BD affiliatedDec 6, 2012 to Nov 29, 2022 · Endwell, Ny
- Medallion Advisory Services, LLC unclassifiedSep 30, 2004 to Dec 31, 2009 · Endwell, Ny
- Centaurus Financial, Inc. BD affiliatedJun 3, 2004 to Sep 29, 2004 · Coxsackie, Ny
Moves
a registration end followed by a registration begin elsewhere
- Ameriprise Financial Services, LLC to no registered destinationleft Mar 4, 2026 · Departure, no registered destination
- Gwn Securities Inc. to Latitude Advisors, LLCleft Nov 29, 2022, registered Aug 9, 2021 (-477 days) · Affiliated broker-dealer or bank to independent RIA
- Medallion Advisory Services, LLC to Gwn Securities Inc.left Dec 31, 2009, registered Dec 6, 2012 (1071 days) · Other
- Centaurus Financial, Inc. to Medallion Advisory Services, LLCleft Sep 29, 2004, registered Sep 30, 2004 (1 days) · Other
Signals
- William John Scanlon no longer registered at Ameriprise Financial Services, Llc; no later IA registration on IAPDMar 4, 2026 · Advisor departure · fact
- William John Scanlon left Gwn Securities Inc. for Latitude Advisors, Llc (registered 2021-08-09)Nov 29, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address