DFX Intelligence
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Registered advisor
J••••• C••••••••• G••••
Certified Financial Planner
Feed of 09/14/2026
At current firm
14 y
since Sep 17, 2012
In the industry
25 y
since Oct 13, 2000 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- F•••• T•••• S••••••••• I••• BD affiliated currentsince Sep 17, 2012 · Cincinnati, Oh
- U••• B•••••• I••••••••• I••• formerJul 4, 2012 to Sep 4, 2012 · Batavia, Oh
Moves
a registration end followed by a registration begin elsewhere
- U••• B•••••• I••••••••• I••• to F•••• T•••• S••••••••• I•••left Sep 4, 2012, registered Sep 17, 2012 (13 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address