RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
T••••• M••••••• P••••
- N••••••• I••••••••• S••••••• O• A••••••• L•• institutional currentsince Sep 24, 2020 · Milwaukee, Wi
- A•••••••• G••••• I••••••••• L•• asset managerSep 8, 2005 to Oct 20, 2005 · San Francisco, Ca
- S••••• C•••••• M••••••••• I•• unclassifiedNov 18, 1998 to Dec 31, 2004 · Menomonee Falls, Wi
- A•••••••• G••••• I••••••••• L•• to N••••••• I••••••••• S••••••• O• A••••••• L••left Oct 20, 2005, registered Sep 24, 2020 (5453 days) · Other
- S••••• C•••••• M••••••••• I•• to A•••••••• G••••• I••••••••• L••left Dec 31, 2004, registered Sep 8, 2005 (251 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address