DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

B•••••• D••• A•••••

M••••• C•••••• M••••••••• C••asset managerMt Pleasant, Scdual registrantIAPD 2963790

Feed of 09/14/2026

Also filed as Brad A•••••

At current firm

0 y

since Jan 27, 2026

In the industry

28 y

since Nov 18, 1997 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

M••••• C•••••• M••••••••• C•• asset manager current
since Jan 27, 2026 · Mt Pleasant, Sc
M••••• C•••••• M••••••••• C•• asset manager
Jan 25, 2022 to Dec 31, 2024 · Mt Pleasant, Sc
M••••• C•••••• A•••••••• L•• independent RIA
Jan 6, 2022 to Dec 31, 2024 · Raleigh, Nc
M••••• C•••••• A•••••••• L•• independent RIA
Apr 19, 2016 to Dec 31, 2021 · Mt. Pleasant, Sc
F•••••••• C•••••• P•••••••• L•• unclassified
Jul 28, 2015 to Feb 17, 2016 · Peachtree Corners, Ga
M•• I•••••••• S•••••••• L•• BD affiliated
Jul 19, 2006 to Mar 10, 2015 · Charleston, Sc

Moves

a registration end followed by a registration begin elsewhere

M••••• C•••••• A•••••••• L•• to M••••• C•••••• M••••••••• C••
left Dec 31, 2024, registered Jan 25, 2022 (-1071 days) · Other
F•••••••• C•••••• P•••••••• L•• to M••••• C•••••• A•••••••• L••
left Feb 17, 2016, registered Apr 19, 2016 (62 days) · Other
M•• I•••••••• S•••••••• L•• to F•••••••• C•••••• P•••••••• L••
left Mar 10, 2015, registered Jul 28, 2015 (140 days) · Other

Signals

B•••••• D••• A••••• left M••••• C•••••• A•••••••• L•• for M••••• C•••••• M••••••••• C•• (registered 2022-01-25)
Dec 31, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Asset manager (funds and pooled vehicles)derived
Years in industry: 28derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address