DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

H•••••• L••• D•••••••

M•••• F•••••••• A•••••••BD affiliatedHoschton, Ga dual registrantIAPD 2963975

Feed of 09/15/2026

Also filed as H•••••• L••• Lowe

At current firm

2 y

since Nov 22, 2023

In the industry

28 y

since Mar 12, 1998 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

M•••• F•••••••• A••••••• BD affiliated current
since Nov 22, 2023 · Alpharetta, Ga
I•• A•••••••• L•• independent RIA
Jun 29, 2023 to Oct 4, 2023 · Gainesville, Ga
A••••• C••••••••• G•••• unclassified
Feb 15, 2022 to Jun 9, 2023 · Sautee Nacoochee, Ga
L•• F•••••••• L•• BD affiliated
Dec 21, 2016 to Jul 27, 2022 · Inlet Beach, Fl

Moves

a registration end followed by a registration begin elsewhere

I•• A•••••••• L•• to M•••• F•••••••• A•••••••
left Oct 4, 2023, registered Nov 22, 2023 (49 days) · RIA to RIA
A••••• C••••••••• G•••• to I•• A•••••••• L••
left Jun 9, 2023, registered Jun 29, 2023 (20 days) · Other
L•• F•••••••• L•• to A••••• C••••••••• G••••
left Jul 27, 2022, registered Feb 15, 2022 (-162 days) · Other

Signals

H•••••• L••• D••••••• left I•• A•••••••• L•• for M•••• F•••••••• A••••••• (registered 2023-11-22)
Oct 4, 2023 · Advisor changed firm · fact
H•••••• L••• D••••••• left A••••• C••••••••• G•••• for I•• A•••••••• L•• (registered 2023-06-29)
Jun 9, 2023 · Advisor changed firm · fact
H•••••• L••• D••••••• left L•• F•••••••• L•• for A••••• C••••••••• G•••• (registered 2022-02-15)
Jul 27, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 28derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address