RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R••••• J••••• D••••
- R•••• F••• M••••••••• L•• independent RIA currentsince Jul 26, 2013 · Apollo Beach, Fl
- A••••••• E•••• R••••••••• unclassifiedMar 16, 2012 to Sep 12, 2013 · Apollo Beach, Fl
- N•• E•••••• S••••••••• C••••••••• formerSep 3, 2010 to Oct 6, 2010 · Tampa, Fl
- D•• A••••••• unclassifiedJul 10, 2008 to Jul 28, 2009 · Apollo Beach, Fl
- F•••••••• L••••••••• A•••••••• I••• unclassifiedNov 16, 2006 to Jun 24, 2008 · Apollo Beach, Fl
- N•• E•••••• S••••••••• C••••••••• formerNov 15, 2004 to Sep 30, 2005 · Tampa, Fl
- I••••• F•••••••• C••••••••• formerMar 24, 2004 to Sep 8, 2004 · Tampa, Fl
- A••••••• E•••• R••••••••• to R•••• F••• M••••••••• L••left Sep 12, 2013, registered Jul 26, 2013 (-48 days) · Other
- N•• E•••••• S••••••••• C••••••••• to A••••••• E•••• R•••••••••left Oct 6, 2010, registered Mar 16, 2012 (527 days) · Other
- D•• A••••••• to N•• E•••••• S••••••••• C•••••••••left Jul 28, 2009, registered Sep 3, 2010 (402 days) · Other
- F•••••••• L••••••••• A•••••••• I••• to D•• A•••••••left Jun 24, 2008, registered Jul 10, 2008 (16 days) · Other
- N•• E•••••• S••••••••• C••••••••• to F•••••••• L••••••••• A•••••••• I•••left Sep 30, 2005, registered Nov 16, 2006 (412 days) · Other
- I••••• F•••••••• C••••••••• to N•• E•••••• S••••••••• C•••••••••left Sep 8, 2004, registered Nov 15, 2004 (68 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address