DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J••• L•••• O•••••••••

B•••••••• C•••••• P•••••••• L••independent RIAThiensville, Wi dual registrantIAPD 2966980

Feed of 09/14/2026

Also filed as J••• L•••• O•••••••••

At current firm

0 y

since Aug 18, 2026

In the industry

26 y

since Oct 25, 1999 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

B•••••••• C•••••• P•••••••• L•• independent RIA current
since Aug 18, 2026 · Scottsdale, Az
C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated
Oct 18, 2017 to Aug 18, 2026 · Scottsdale, Az
I••••••••• C•••••• O• A••••••• I••• former
Jul 17, 2009 to Oct 18, 2017 · Scottsdale, Az
B••••••• I••••••••• S•••••••• I••• ••••• former
Sep 8, 2004 to Aug 4, 2005 · Waipahu, Hi
C••••• A•••••• N••••••• L•• former
Jun 11, 2002 to Jul 24, 2003 · Springfield, Or

Moves

a registration end followed by a registration begin elsewhere

C•••••••• I••••••••• R••••••• A•••••••• I••• to B•••••••• C•••••• P•••••••• L••
left Aug 18, 2026, registered Aug 18, 2026 (0 days) · Affiliated broker-dealer or bank to independent RIA
I••••••••• C•••••• O• A••••••• I••• to C•••••••• I••••••••• R••••••• A•••••••• I•••
left Oct 18, 2017, registered Oct 18, 2017 (0 days) · Other · moved with a team
B••••••• I••••••••• S•••••••• I••• ••••• to I••••••••• C•••••• O• A••••••• I•••
left Aug 4, 2005, registered Jul 17, 2009 (1443 days) · Other
C••••• A•••••• N••••••• L•• to B••••••• I••••••••• S•••••••• I••• •••••
left Jul 24, 2003, registered Sep 8, 2004 (412 days) · Other

Signals

J••• L•••• O••••••••• left C•••••••• I••••••••• R••••••• A•••••••• I••• for B•••••••• C•••••• P•••••••• L•• (registered 2026-08-18)
Aug 18, 2026 · a•••••• firm change · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 26derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address