DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

M•••••• F•••••• M•••••••••

C•••••••• I••••••••• R••••••• A•••••••• I•••BD affiliatedHouston, Tx dual registrantIAPD 2969928

Certified Financial Planner

Feed of 09/14/2026

Also filed as Mike Middendorf

At current firm

1 y

since Jul 2, 2025

In the industry

28 y

since Nov 17, 1997 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated current
since Jul 2, 2025 · Houston, Tx
A•••• C•••• I••••••••• L•• former
Oct 15, 2014 to Jul 2, 2025 · Montgomery, Tx
A••••••••• F•••••••• S•••••••• L•• national BD
Feb 8, 2013 to Oct 23, 2014 · The Woodlands, Tx
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Aug 1, 2006 to Feb 15, 2013 · Houston, Tx
T• A••••••••• I••• former
Jun 30, 2003 to Feb 1, 2006 · Houston, Tx

Moves

a registration end followed by a registration begin elsewhere

A•••• C•••• I••••••••• L•• to C•••••••• I••••••••• R••••••• A•••••••• I•••
left Jul 2, 2025, registered Jul 2, 2025 (0 days) · RIA to affiliated broker-dealer or bank
A••••••••• F•••••••• S•••••••• L•• to A•••• C•••• I••••••••• L••
left Oct 23, 2014, registered Oct 15, 2014 (-8 days) · Other
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to A••••••••• F•••••••• S•••••••• L••
left Feb 15, 2013, registered Feb 8, 2013 (-7 days) · Wirehouse to affiliated broker-dealer or bank
T• A••••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Feb 1, 2006, registered Aug 1, 2006 (181 days) · Other

Signals

M•••••• F•••••• M••••••••• left A•••• C•••• I••••••••• L•• for C•••••••• I••••••••• R••••••• A•••••••• I••• (registered 2025-07-02)
Jul 2, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 28derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address