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Registered advisor
J••••••• V• H••••
Feed of 09/15/2026
Also filed as Jennifer Vuong
At current firm
8 y
since Feb 26, 2018
In the industry
27 y
since Sep 30, 1998 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- A••••••••• F•••••••• S•••••••• L•• national BD currentsince Feb 26, 2018 · West Dover, Vt
- C••••••••• C•••••• P••••••• I•••• N••• unclassifiedApr 25, 2013 to Dec 22, 2017 · Greenwich, Ct
- K•••• B••••••• C•••••• M••••••••• unclassifiedAug 29, 2007 to Mar 12, 2013 · Lakeville, Ct
- C••••• I••••••••• S••••••• L•• formerJun 1, 2006 to Sep 25, 2006 · Westport, Ct
Moves
a registration end followed by a registration begin elsewhere
- C••••••••• C•••••• P••••••• I•••• N••• to A••••••••• F•••••••• S•••••••• L••left Dec 22, 2017, registered Feb 26, 2018 (66 days) · Other
- K•••• B••••••• C•••••• M••••••••• to C••••••••• C•••••• P••••••• I•••• N•••left Mar 12, 2013, registered Apr 25, 2013 (44 days) · Other
- C••••• I••••••••• S••••••• L•• to K•••• B••••••• C•••••• M•••••••••left Sep 25, 2006, registered Aug 29, 2007 (338 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address