RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A•••• E• M•••••
- R••••• W• B•••• • C•• I••••••••• mixed wealth currentsince Sep 14, 2022 · Oakbrook Terrace, Il
- W••••••• I••••••••• formerJun 21, 2011 to Sep 14, 2022 · Chicago, Il
- G•••• L•••• A•••••••• L•• otherAug 28, 2003 to Dec 31, 2006 · Chicago, Il
- W••••••• I••••••••• to R••••• W• B•••• • C•• I•••••••••left Sep 14, 2022, registered Sep 14, 2022 (0 days) · RIA to RIA · moved with a team
- G•••• L•••• A•••••••• L•• to W••••••• I•••••••••left Dec 31, 2006, registered Jun 21, 2011 (1633 days) · Other
- A•••• E• M••••• left W••••••• I••••••••• for R••••• W• B•••• • C•• I••••••••• (registered 2022-09-14)Sep 14, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wealth manager with institutional or fund businessderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address