DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Kevin Duane Mayo
Certified Financial Planner
Feed of 09/14/2026
At current firm
6 y
since Feb 13, 2020
In the industry
28 y
since Jan 26, 1998 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Falcon Wealth Planning, Inc. independent RIA currentsince Feb 13, 2020 · Ontario, Ca
- Bancwest Investment Services, Inc. (Bwis) formerJan 30, 2015 to Jan 21, 2020 · Indian Wells, Ca
- Td Ameritrade Investment Management, LLC formerApr 25, 2006 to Jan 26, 2015 · Rancho Cucamonga, Ca
- Td Ameritrade, Inc. formerJul 31, 2003 to Jan 26, 2015 · Indian Wells, Ca
Moves
a registration end followed by a registration begin elsewhere
- Bancwest Investment Services, Inc. (Bwis) to Falcon Wealth Planning, Inc.left Jan 21, 2020, registered Feb 13, 2020 (23 days) · Affiliated broker-dealer or bank to independent RIA
- Td Ameritrade Investment Management, LLC to Bancwest Investment Services, Inc. (Bwis)left Jan 26, 2015, registered Jan 30, 2015 (4 days) · Other
- Td Ameritrade, Inc. to Td Ameritrade Investment Management, LLCleft Jan 26, 2015, registered Apr 25, 2006 (-3198 days) · channel change inside one enterprise, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address