RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C••••••••• E••••• N•••••••
- C••••• I••••••••• A••••••• L•• BD affiliated currentsince Jun 29, 2023 · Bridgewater, Nj
- V•••• C••••••• I••• independent RIA currentsince Jan 18, 2012 · Bridgewater, Nj
- N••••••• F•••••••• G••••• I••• unclassifiedSep 20, 2011 to Mar 16, 2012 · Bridgewater, Nj
- W••••• S••••• S••••••••• I••• formerNov 18, 2004 to Sep 3, 2013 · Bridgewater, Nj
- W••••• S••••• S••••••••• I••• to N••••••• F•••••••• G••••• I•••left Sep 3, 2013, registered Sep 20, 2011 (-714 days) · Other
- N••••••• F•••••••• G••••• I••• to V•••• C••••••• I•••left Mar 16, 2012, registered Jan 18, 2012 (-58 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address