DFX Intelligence
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Registered advisor
K••• E••••• D•••••
Feed of 09/14/2026
Also filed as K••• E• D••••••••• D•••••
At current firm
0 y
since Dec 4, 2025
In the industry
28 y
since Jan 20, 1998 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- A••••••••• F•••••••• S•••••••• L•• national BD currentsince Dec 4, 2025 · Newburgh, In
- L•• F•••••••• L•• BD affiliatedMay 18, 2022 to Dec 5, 2025 · Evansville, In
- C••• B•••••••• S•••••••• I••• formerMar 22, 2016 to May 18, 2022 · Evansville, In
- F•••• T•••• S••••••••• I••• BD affiliatedJan 23, 2013 to Dec 14, 2015 · Jasper, In
- L•• F•••••••• L•• BD affiliatedSep 2, 2010 to Dec 23, 2011 · Fort Mill, Sc
- F•••• T•••• S••••••••• I••• BD affiliatedOct 5, 2006 to Aug 27, 2010 · Princeton, In
- O•• I••••••••• S•••••••• I••• unclassifiedJun 27, 2003 to Jul 6, 2005 · Princeton, In
Moves
a registration end followed by a registration begin elsewhere
- L•• F•••••••• L•• to A••••••••• F•••••••• S•••••••• L••left Dec 5, 2025, registered Dec 4, 2025 (-1 days) · Affiliated broker-dealer or bank to another · moved with a team
- C••• B•••••••• S•••••••• I••• to L•• F•••••••• L••left May 18, 2022, registered May 18, 2022 (0 days) · corporate re-registration, not a move
- F•••• T•••• S••••••••• I••• to C••• B•••••••• S•••••••• I•••left Dec 14, 2015, registered Mar 22, 2016 (99 days) · Other
- L•• F•••••••• L•• to F•••• T•••• S••••••••• I•••left Dec 23, 2011, registered Jan 23, 2013 (397 days) · Other
- F•••• T•••• S••••••••• I••• to L•• F•••••••• L••left Aug 27, 2010, registered Sep 2, 2010 (6 days) · Other
- O•• I••••••••• S•••••••• I••• to F•••• T•••• S••••••••• I•••left Jul 6, 2005, registered Oct 5, 2006 (456 days) · Other
Signals
- ••• LockedDec 5, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address