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Registered advisor
K•••••• A••••• M•••••
Feed of 09/14/2026
Also filed as K•••••• A M•••••
At current firm
14 y
since Feb 29, 2012
In the industry
28 y
since Jan 14, 1998 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
22
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C•••••••• F••••••••• I••• BD affiliated currentsince Feb 29, 2012 · Anaheim, Ca
- A••••••••• F•••••••• S•••••••• L•• national BDNov 22, 1999 to Jan 26, 2006 · Valparasio, In
Moves
a registration end followed by a registration begin elsewhere
- A••••••••• F•••••••• S•••••••• L•• to C•••••••• F••••••••• I•••left Jan 26, 2006, registered Feb 29, 2012 (2225 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address