RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••• D•••••• P••••
- G••••••• I••••••••• M••••••••• L• mixed wealth currentsince Jan 11, 2010 · Philadelphia, Pa
- H•••••••• F•••••••• S•••••••• I••• asset managerFeb 15, 2007 to Nov 30, 2009 · Radnor, Pa
- H•••••••• I••••••••• M••••••••• I••• unclassifiedJul 15, 2004 to Oct 30, 2008 · Radnor, Pa
- H•••••••• F•••••••• S•••••••• I••• to G••••••• I••••••••• M••••••••• L•left Nov 30, 2009, registered Jan 11, 2010 (42 days) · Other
- H•••••••• I••••••••• M••••••••• I••• to H•••••••• F•••••••• S•••••••• I•••left Oct 30, 2008, registered Feb 15, 2007 (-623 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wealth manager with institutional or fund businessderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address