RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••• N••••• J••••••
- T••• F•••••••• independent RIA currentsince Jan 12, 2009 · Sandy, Ut
- E•••••••• A•••••••• L•• national BDJun 1, 2005 to May 20, 2015 · Salt Lake City, Ut
- T••• F•••••••• independent RIAJun 6, 2003 to Mar 14, 2007 · Midvale, Ut
- M••• S••••••••• C••••••••• unclassifiedFeb 28, 2003 to Jun 1, 2005 · Salt Lake City, Ut
- E•••••••• A•••••••• L•• to T••• F••••••••left May 20, 2015, registered Jan 12, 2009 (-2319 days) · Other · moved with a team
- T••• F•••••••• to E•••••••• A•••••••• L••left Mar 14, 2007, registered Jun 1, 2005 (-651 days) · Other
- M••• S••••••••• C••••••••• to T••• F••••••••left Jun 1, 2005, registered Jun 6, 2003 (-726 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address