RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
L•••• E•••• G•••••••••
- R••••• W• B•••• • C•• I••••••••• mixed wealth currentsince Jul 10, 2017 · Milwaukee, Wi
- S••••••• I••••••••• I••• formerJul 18, 2014 to Jul 17, 2017 · Brentwood, Tn
- A••••••• P••••••••• A•••••••• I•• formerDec 24, 2009 to Jul 18, 2014 · Holbrook, Ny
- T•••••••• F•••••••• S•••••••• L•• formerFeb 1, 2006 to Dec 31, 2009 · Brentwood, Tn
- A••••••• P••••••••• A•••••••• I•• formerNov 20, 2002 to Feb 8, 2006 · Holbrook, Ny
- S••••••• I••••••••• I••• to R••••• W• B•••• • C•• I•••••••••left Jul 17, 2017, registered Jul 10, 2017 (-7 days) · Other
- A••••••• P••••••••• A•••••••• I•• to S••••••• I••••••••• I•••left Jul 18, 2014, registered Jul 18, 2014 (0 days) · Other
- T•••••••• F•••••••• S•••••••• L•• to A••••••• P••••••••• A•••••••• I••left Dec 31, 2009, registered Dec 24, 2009 (-7 days) · Other
- A••••••• P••••••••• A•••••••• I•• to T•••••••• F•••••••• S•••••••• L••left Feb 8, 2006, registered Feb 1, 2006 (-7 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wealth manager with institutional or fund businessderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address