DFX Intelligence
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Registered advisor
P••••• E••••• B•••••••••
Feed of 09/14/2026
Also filed as P••••• E••••• B••••••••• E••••• B••••••••• B••••••••• E••••• B•••••••••
At current firm
18 y
since Aug 13, 2008
In the industry
28 y
since Jan 19, 1998 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
7
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- S•••••• C•••••• M••••••••• other currentsince Aug 13, 2008 · Dallas, Tx
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseApr 5, 2000 to Feb 12, 2007 · Dallas, Tx
Moves
a registration end followed by a registration begin elsewhere
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to S•••••• C•••••• M•••••••••left Feb 12, 2007, registered Aug 13, 2008 (548 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Other adviserderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address