DFX Intelligence
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Registered advisor
J••••• G••••• C••••••••
Feed of 09/15/2026
At current firm
14 y
since Dec 1, 2011
In the industry
28 y
since Mar 20, 1998 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- F•••• T•••• A••••••• L• asset manager currentsince Dec 1, 2011 · Wheaton, Il
- B••• O•• S••••••••• C••••••••• unclassifiedAug 30, 2002 to Feb 4, 2003 · Skokie, Il
- A• G• E•••••• • S•••• I••• unclassifiedDec 29, 2000 to Aug 20, 2002 · Hanover Park, Il
Moves
a registration end followed by a registration begin elsewhere
- B••• O•• S••••••••• C••••••••• to F•••• T•••• A••••••• L•left Feb 4, 2003, registered Dec 1, 2011 (3222 days) · Other
- A• G• E•••••• • S•••• I••• to B••• O•• S••••••••• C•••••••••left Aug 20, 2002, registered Aug 30, 2002 (10 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address