RIA Intelligence

Title

Wealth Manager & Shareholderreporteddeerfieldfa.comfirm site, Sep 16, 2026

Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.

• D•••••••• independent RIA current
  since Jul 1, 2015 · Indianapolis, In
• C••••••• F•••••••• C••••••••• L•• unclassified
  Jan 28, 2015 to Jun 26, 2015 · Carmel, In
• C••••••• F•••••••• C••••••••• L•• unclassified
  Jan 23, 2014 to Dec 31, 2014 · Carmel, In
• B•••• F•••••••• C••••••••• I•• independent RIA
  Mar 29, 2005 to Jan 31, 2007 · Indianapolis, In
• C•••••• S••••• • C••• I••• national BD
  Jan 16, 2002 to Jun 4, 2002 · Alexandria, Va

• C••••••• F•••••••• C••••••••• L•• to D••••••••
  left Jun 26, 2015, registered Jul 1, 2015 (5 days) · Other
• B•••• F•••••••• C••••••••• I•• to C••••••• F•••••••• C••••••••• L••
  left Jan 31, 2007, registered Jan 23, 2014 (2549 days) · Other
• C•••••• S••••• • C••• I••• to B•••• F•••••••• C••••••••• I••
  left Jun 4, 2002, registered Mar 29, 2005 (1029 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Independent wealth managerderived

Years in industry

28derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address