DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

P••• K•••••• K•••••••

A•••• C••• F•••••••• A•••••••• L••independent RIAJenkintown, PaIA-onlyIAPD 2991534

Feed of 09/14/2026

Also filed as P••• K K•••••••

At current firm

1 y

since Jan 14, 2025

In the industry

28 y

since Mar 2, 1998 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

A•••• C••• F•••••••• A•••••••• L•• independent RIA current
since Jan 14, 2025 · Jenkintown, Pa
M••••••• W••••• P•••••••• L•• independent RIA
Apr 6, 2017 to Dec 4, 2024 · East Norriton, Pa
G•••• V••••• A•••••• G••••• L•• independent RIA
Sep 17, 2015 to Apr 11, 2017 · Malvern, Pa
L•• F•••••••• L•• BD affiliated
Oct 28, 2010 to May 2, 2017 · Malvern, Pa
C•••••••• G••••• M•••••• I••• BD affiliated
Aug 10, 2009 to May 6, 2010 · Short Hills, Nj

Moves

a registration end followed by a registration begin elsewhere

M••••••• W••••• P•••••••• L•• to A•••• C••• F•••••••• A•••••••• L••
left Dec 4, 2024, registered Jan 14, 2025 (41 days) · RIA to RIA
L•• F•••••••• L•• to G•••• V••••• A•••••• G••••• L••
left May 2, 2017, registered Sep 17, 2015 (-593 days) · Other
G•••• V••••• A•••••• G••••• L•• to M••••••• W••••• P•••••••• L••
left Apr 11, 2017, registered Apr 6, 2017 (-5 days) · Other
C•••••••• G••••• M•••••• I••• to L•• F•••••••• L••
left May 6, 2010, registered Oct 28, 2010 (175 days) · Other

Signals

P••• K•••••• K••••••• left M••••••• W••••• P•••••••• L•• for A•••• C••• F•••••••• A•••••••• L•• (registered 2025-01-14)
Dec 4, 2024 · a•••••• firm change · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 28derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address