DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

D•••••• M•••• H••••••

C•••••••• I••••••••• R••••••• A•••••••• I•••BD affiliatedHouston, Txdual registrantIAPD 2991897

Feed of 09/14/2026

Also filed as Doug Hohertz

At current firm

2 y

since Jun 4, 2024

In the industry

29 y

since Mar 1, 1997 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated current
since Jun 4, 2024 · Houston, Tx
B•••• K••••• W••••• M••••••••• L•• independent RIA
Mar 14, 2023 to Jun 7, 2024 · Frisco, Tx
S•••••• C•••••• A•••••••• L•• former
May 2, 2019 to Mar 15, 2021 · Houston, Tx
M••••••• G•••• I•• former
Mar 17, 2003 to Jun 11, 2019 · Houston, Tx

Moves

a registration end followed by a registration begin elsewhere

B•••• K••••• W••••• M••••••••• L•• to C•••••••• I••••••••• R••••••• A•••••••• I•••
left Jun 7, 2024, registered Jun 4, 2024 (-3 days) · RIA to affiliated broker-dealer or bank
S•••••• C•••••• A•••••••• L•• to B•••• K••••• W••••• M••••••••• L••
left Mar 15, 2021, registered Mar 14, 2023 (729 days) · Other
M••••••• G•••• I•• to S•••••• C•••••• A•••••••• L••
left Jun 11, 2019, registered May 2, 2019 (-40 days) · Other

Signals

Douglas Mabry Hohertz left Black Knight Wealth Management, Llc for Cambridge Investment Research Advisors, Inc. (registered 2024-06-04)
Jun 7, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 29derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address