RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A••••• J••••• S•••
- B••••••••• F•••••••• S•••••••• independent RIA currentsince Jul 3, 2024 · Moultonborough, Nh
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliatedJan 3, 2011 to Dec 31, 2025 · Naples, Fl
- A••••••••• F•••••••• S•••••••• L•• national BDSep 30, 2008 to Jan 4, 2011 · Boxborough, Ma
- C•••••••• I••••••••• R••••••• A•••••••• I••• to B••••••••• F•••••••• S••••••••left Dec 31, 2025, registered Jul 3, 2024 (-546 days) · Other
- A••••••••• F•••••••• S•••••••• L•• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Jan 4, 2011, registered Jan 3, 2011 (-1 days) · Other
- A••••• J••••• S••• left C•••••••• I••••••••• R••••••• A•••••••• I••• for B••••••••• F•••••••• S•••••••• (registered 2024-07-03)Dec 31, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address