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Registered advisor
M•••••• K•• H•••••
Feed of 09/15/2026
At current firm
10 y
since Jan 14, 2016
In the industry
28 y
since Feb 26, 1998 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- U••• B•••••• A•••••••• L•• BD affiliated currentsince Jan 14, 2016 · Roseville, Ca
- B••••••• I••••••••• S•••••••• I••• ••••• formerAug 23, 2010 to Jan 25, 2016 · Sacramento, Ca
- W•••• F•••• I••••••••• L•• unclassifiedAug 3, 2004 to Jun 15, 2010 · Stockton, Ca
- W••• I••••••••• I••• unclassifiedJul 22, 2004 to Aug 3, 2004 · Woodland, Ca
Moves
a registration end followed by a registration begin elsewhere
- B••••••• I••••••••• S•••••••• I••• ••••• to U••• B•••••• A•••••••• L••left Jan 25, 2016, registered Jan 14, 2016 (-11 days) · Other
- W•••• F•••• I••••••••• L•• to B••••••• I••••••••• S•••••••• I••• •••••left Jun 15, 2010, registered Aug 23, 2010 (69 days) · Other
- W••• I••••••••• I••• to W•••• F•••• I••••••••• L••left Aug 3, 2004, registered Aug 3, 2004 (0 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address