J••• M•••••• F••••

• C••••• I••••••••• A••••••• L•• BD affiliated current
  since May 7, 2024 · Jacksonville, Fl
• L•• F•••••••• L•• BD affiliated
  Mar 21, 2014 to Nov 7, 2017 · Orange Park, Fl
• C••• B•••••••• S•••••••• I••• former
  Feb 13, 2013 to Mar 20, 2014 · Orange Park, Fl
• M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
  Jan 6, 2009 to Jan 11, 2011 · Jacksonville, Fl

• L•• F•••••••• L•• to C••••• I••••••••• A••••••• L••
  left Nov 7, 2017, registered May 7, 2024 (2373 days) · Other
• C••• B•••••••• S•••••••• I••• to L•• F•••••••• L••
  left Mar 20, 2014, registered Mar 21, 2014 (1 days) · Other
• M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to C••• B•••••••• S•••••••• I•••
  left Jan 11, 2011, registered Feb 13, 2013 (764 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

20derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address