DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Arthur Alexander Castro
Feed of 09/15/2026
Also filed as Artie Castro
At current firm
13 y
since Aug 1, 2013
In the industry
28 y
since Feb 26, 1998 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- J. W. Cole Advisors, Inc. BD affiliated currentsince Aug 1, 2013 · Tampa, Fl
- Girard Securities, Inc. formerMay 25, 2012 to Jul 31, 2013 · San Diego, Ca
- Modern Capital Securities Inc. unclassifiedApr 18, 2006 to Apr 17, 2012 · Raleigh, Nc
- Banc Of America Investment Services, Inc. unclassifiedDec 12, 2003 to Mar 23, 2006 · Orange, Ca
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseMay 15, 2000 to Jan 8, 2004 · Santa Ana, Ca
Moves
a registration end followed by a registration begin elsewhere
- Girard Securities, Inc. to J. W. Cole Advisors, Inc.left Jul 31, 2013, registered Aug 1, 2013 (1 days) · Other
- Modern Capital Securities Inc. to Girard Securities, Inc.left Apr 17, 2012, registered May 25, 2012 (38 days) · Other
- Banc Of America Investment Services, Inc. to Modern Capital Securities Inc.left Mar 23, 2006, registered Apr 18, 2006 (26 days) · Other
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to Banc Of America Investment Services, Inc.left Jan 8, 2004, registered Dec 12, 2003 (-27 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address