RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C••••••••• M••• T••••••••
- C•••••••• F•••••••• P•••••••• L•• state registered currentsince Jan 1, 2026 · El Dorado Hills, Ca
- N••• F•••••••• G••••• I••• formerFeb 5, 2008 to Sep 9, 2022 · Houston, Tx
- O•••• F•• I••• formerMar 17, 1998 to Feb 8, 2008 · Sacramento, Ca
- N••• F•••••••• G••••• I••• to C•••••••• F•••••••• P•••••••• L••left Sep 9, 2022, registered Jan 1, 2026 (1210 days) · Affiliated broker-dealer or bank to a state-registered adviser
- O•••• F•• I••• to N••• F•••••••• G••••• I•••left Feb 8, 2008, registered Feb 5, 2008 (-3 days) · Other
- C••••••••• M••• T•••••••• left N••• F•••••••• G••••• I••• for C•••••••• F•••••••• P•••••••• L•• (registered 2026-01-01)Sep 9, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address